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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2020 | ALPS ETF Trust | AMLP | 0 | -941,429 | 0 | -8,002,000 | |
| 12/31/2019 | ALPS ETF Trust | AMLP | 941,429 | 159,828 | 8,002,000 | 858,000 | $8.50 |
| 09/30/2019 | ALPS ETF Trust | AMLP | 781,601 | -2,152 | 7,144,000 | -717,000 | $9.14 |
| 03/31/2019 | ALPS ETF Trust | AMLP | 783,753 | 602,784 | 7,861,000 | 5,928,000 | $10.03 |
| 09/30/2018 | ALPS ETF Trust | AMLP | 180,969 | -6,773 | 1,933,000 | 37,000 | $10.68 |
| 06/30/2018 | ALPS ETF Trust | AMLP | 187,742 | 0 | 1,896,000 | 137,000 | $10.10 |
| 03/31/2018 | ALPS ETF Trust | AMLP | 187,742 | 187,742 | 1,759,000 | 1,759,000 | $9.37 |
| 03/31/2016 | ALPS ETF Trust | AMLP | 0 | -831,070 | 0 | -10,014,000 | |
| 12/31/2015 | ALPS ETF Trust | AMLP | 831,070 | 831,070 | 10,014,000 | 10,014,000 | $12.05 |
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