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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2019 | HENNESSY ADVISORS INC | HNNA | 0 | -61,392 | 0 | -664,000 | |
| 09/30/2019 | HENNESSY ADVISORS INC | HNNA | 61,392 | -1,900 | 664,000 | 50,000 | $10.82 |
| 06/30/2019 | HENNESSY ADVISORS INC | HNNA | 63,292 | 0 | 614,000 | 29,000 | $9.70 |
| 03/31/2019 | HENNESSY ADVISORS INC | HNNA | 63,292 | 0 | 585,000 | -49,000 | $9.24 |
| 12/31/2018 | HENNESSY ADVISORS INC | HNNA | 63,292 | 7,504 | 634,000 | -139,000 | $10.02 |
| 09/30/2018 | HENNESSY ADVISORS INC | HNNA | 55,788 | -75,019 | 773,000 | -1,497,000 | $13.86 |
| 06/30/2018 | HENNESSY ADVISORS INC | HNNA | 130,807 | -7,634 | 2,270,000 | -402,000 | $17.35 |
| 03/31/2018 | HENNESSY ADVISORS INC | HNNA | 138,441 | 138,441 | 2,672,000 | 2,672,000 | $19.30 |
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