13F-HR 1 v335011_13fhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number :______________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Heartland Advisors, Inc. Address: 789 N. Water St. Suite 500 Milwaukee, WI 53202 Form 13F File Number: 28-3516 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Paul T. Beste Title: Chief Operating Officer Phone: 414-347-7777 Signature, Place and Date of Signing: /s/ Paul T. Beste Milwaukee, Wisconsin February 14, 2013 ----------------- -------------------- ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s). Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------- Form 13F Information Table Entry Total: 241 ----------- Form 13F Information Table Value Total: $ 4,948,094 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
Adjusted SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X $1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE AAR CORP COM 000361105 9340 500000 SH SOLE 500000 0 0 ABBOTT LABS COM 002824100 3269 49901 SH SOLE 45561 0 4340 ACCURAY INC COM 004397105 38864 6044106 SH SOLE 5916523 0 127583 ACTUATE CORP COM 00508B102 6442 1150300 SH SOLE 1150300 0 0 AECOM TECHNOLOGY CORP DELAWA COM 00766T100 25580 1074805 SH SOLE 1033630 0 41175 AEGION CORP COM 00770F104 4438 200000 SH SOLE 200000 0 0 AGCO CORP COM 001084102 14640 298049 SH SOLE 272518 0 25531 ALBANY INTL CORP CL A 012348108 40452 1783578 SH SOLE 1783578 0 0 ALCO STORES INC COM 001600105 3340 380400 SH SOLE 380400 0 0 AMERICAN PUBLIC EDUCATION IN COM 02913V103 4514 125000 SH SOLE 125000 0 0 AMERICAN VANGUARD CORP COM 030371108 53445 1720152 SH SOLE 1720152 0 0 ANALOGIC CORP COM PAR $0.05 032657207 72869 980734 SH SOLE 980734 0 0 ANALYSTS INTL CORP COM NEW 032681207 1510 478000 SH SOLE 478000 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 21809 796247 SH SOLE 732767 0 63480 ARGAN INC COM 04010E109 13318 739900 SH SOLE 710800 0 29100 ASSET ACCEP CAP CORP COM 04543P100 20177 4483833 SH SOLE 4361890 0 121943 ASSOCIATED BANC CORP COM 045487105 49908 3803949 SH SOLE 3803949 0 0 ASTEC INDS INC COM 046224101 14999 450000 SH SOLE 450000 0 0 AT&T INC COM 00206R102 780 23137 SH SOLE 23137 0 0 ATMI INC COM 00207R101 23688 1134461 SH SOLE 1037054 0 97407 AURICO GOLD INC COM 05155C105 96611 11733592 SH SOLE 11209802 0 523790 AVERY DENNISON CORP COM 053611109 1484 42490 SH SOLE 42490 0 0 AVNET INC COM 053807103 21892 715193 SH SOLE 659181 0 56012 AVX CORP NEW COM 002444107 19705 1827888 SH SOLE 1827888 0 0 BANCORP INC DEL COM 05969A105 3291 300000 SH SOLE 300000 0 0 BANK NEW YORK MELLON CORP COM 064058100 23667 920905 SH SOLE 841085 0 79820 BARRETT BILL CORP COM 06846N104 8895 500000 SH SOLE 500000 0 0 BARRETT BUSINESS SERVICES IN COM 068463108 9355 245600 SH SOLE 245600 0 0 BB&T CORP COM 054937107 16893 580333 SH SOLE 536618 0 43715 BENCHMARK ELECTRS INC COM 08160H101 20652 1242628 SH SOLE 1137861 0 104767 BERKSHIRE HILLS BANCORP INC COM 084680107 29134 1221027 SH SOLE 1221027 0 0 BERRY PETE CO CL A 085789105 36334 1082976 SH SOLE 1082976 0 0 BGC PARTNERS INC CL A 05541T101 6920 2106385 SH SOLE 2106385 0 0 BIOCLINICA INC COM 09071B100 7436 1300000 SH SOLE 1300000 0 0 BLACK BOX CORP DEL COM 091826107 25128 1032384 SH SOLE 1032384 0 0 BOFI HLDG INC COM 05566U108 5885 211162 SH SOLE 211162 0 0 BOSTON SCIENTIFIC CORP COM 101137107 26709 4661299 SH SOLE 4274404 0 386895 BP PLC SPONSORED ADR 055622104 2723 65386 SH SOLE 56511 0 8875 BRADY CORP CL A 104674106 12945 387567 SH SOLE 387567 0 0 BRIGGS & STRATTON CORP COM 109043109 34580 1640435 SH SOLE 1640435 0 0 BUNGE LIMITED COM G16962105 28667 394372 SH SOLE 363198 0 31174 C D I CORP COM 125071100 28795 1680941 SH SOLE 1680941 0 0 CAE INC COM 124765108 202 20000 SH SOLE 20000 0 0 CALLAWAY GOLF CO COM 131193104 650 100000 SH SOLE 100000 0 0 CAMBREX CORP COM 132011107 22040 1936700 SH SOLE 1904925 0 31775 CAPITAL ONE FINL CORP COM 14040H105 35825 618415 SH SOLE 571255 0 47160 CARBO CERAMICS INC COM 140781105 52517 670374 SH SOLE 670374 0 0 CASUAL MALE RETAIL GRP INC COM NEW 148711302 2940 700000 SH SOLE 700000 0 0 CENTERSTATE BANKS INC COM 15201P109 15417 1807380 SH SOLE 1807380 0 0 CISCO SYS INC COM 17275R102 23512 1196546 SH SOLE 1092911 0 103635 COBIZ FINANCIAL INC COM 190897108 2471 330800 SH SOLE 330800 0 0 COMMERCIAL METALS CO COM 201723103 42354 2850179 SH SOLE 2850179 0 0 COMPUTER TASK GROUP INC COM 205477102 18230 1000000 SH SOLE 1000000 0 0 CONMED CORP COM 207410101 66469 2378137 SH SOLE 2378137 0 0 CON-WAY INC COM 205944101 59162 2126602 SH SOLE 2126602 0 0 CORNING INC COM 219350105 1642 130086 SH SOLE 130086 0 0 COVIDIEN PLC SHS G2554F113 13646 236330 SH SOLE 215080 0 21250 CTS CORP COM 126501105 25921 2438451 SH SOLE 2438451 0 0 CVS CAREMARK CORPORATION COM 126650100 11698 241949 SH SOLE 223707 0 18242 CYBEROPTICS CORP COM 232517102 1484 200000 SH SOLE 200000 0 0 DENNYS CORP COM 24869P104 9265 1898600 SH SOLE 1898600 0 0 DEVON ENERGY CORP NEW COM 25179M103 22268 427908 SH SOLE 392548 0 35360 DIGIRAD CORP COM 253827109 3690 1800000 SH SOLE 1800000 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 48450 616020 SH SOLE 610765 0 5255 DYNAMICS RESH CORP COM 268057106 9076 1551394 SH SOLE 1467800 0 83594 ELECTRO RENT CORP COM 285218103 18248 1186466 SH SOLE 1186466 0 0 EMCOR GROUP INC COM 29084Q100 19774 571346 SH SOLE 522497 0 48849 ENCORE CAP GROUP INC COM 292554102 12248 400000 SH SOLE 400000 0 0 ENCORE WIRE CORP COM 292562105 47834 1578165 SH SOLE 1578165 0 0 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 35815 902366 SH SOLE 843961 0 58405 ENERPLUS CORP COM 292766102 389 30000 SH SOLE 30000 0 0 ENSCO PLC SHS CLASS A G3157S106 25318 427091 SH SOLE 392741 0 34350 ENSIGN GROUP INC COM 29358P101 24848 913857 SH SOLE 877367 0 36490 ENTEGRIS INC COM 29362U104 14618 1592325 SH SOLE 1592325 0 0 EPLUS INC COM 294268107 16536 400000 SH SOLE 400000 0 0 ESCO TECHNOLOGIES INC COM 296315104 38475 1028480 SH SOLE 1028480 0 0 EXELIS INC COM 30162A108 1127 100000 SH SOLE 100000 0 0 EZCORP INC CL A NON VTG 302301106 14912 750864 SH SOLE 704589 0 46275 FEDERAL SIGNAL CORP COM 313855108 67619 8885485 SH SOLE 8885485 0 0 FIRST INTST BANCSYSTEM INC COM CL A 32055Y201 19901 1289776 SH SOLE 1184316 0 105460 FIRSTCITY FINL CORP COM 33761X107 13816 1418500 SH SOLE 1340700 0 77800 FLOW INTL CORP COM 343468104 1400 400000 SH SOLE 400000 0 0 FOSTER L B CO COM 350060109 8688 200000 SH SOLE 200000 0 0 FREDS INC CL A 356108100 61228 4600132 SH SOLE 4532282 0 67850 FREIGHTCAR AMER INC COM 357023100 26190 1168158 SH SOLE 1168158 0 0 GATX CORP COM 361448103 60005 1385791 SH SOLE 1385791 0 0 GLACIER BANCORP INC NEW COM 37637Q105 27449 1865994 SH SOLE 1865994 0 0 GOLDEN STAR RES LTD CDA COM 38119T104 47814 25985870 SH SOLE 24803695 0 1182175 GRANITE CONSTR INC COM 387328107 73482 2185675 SH SOLE 2185675 0 0 GUESS INC COM 401617105 1342 54694 SH SOLE 54694 0 0 GULF ISLAND FABRICATION INC COM 402307102 32623 1357607 SH SOLE 1357607 0 0 HARDINGE INC COM 412324303 4970 500000 SH SOLE 500000 0 0 HARRIS CORP DEL COM 413875105 2232 45585 SH SOLE 45585 0 0 HARSCO CORP COM 415864107 7050 300000 SH SOLE 300000 0 0 HARTE-HANKS INC COM 416196103 23311 3951023 SH SOLE 3951023 0 0 HAWAIIAN HOLDINGS INC COM 419879101 6570 1000000 SH SOLE 1000000 0 0 HAWTHORN BANCSHARES INC COM 420476103 1082 137540 SH SOLE 137540 0 0 HEALTHWAYS INC COM 422245100 2140 200000 SH SOLE 200000 0 0 HECLA MNG CO COM 422704106 2915 500000 SH SOLE 500000 0 0 HEIDRICK & STRUGGLES INTL IN COM 422819102 26028 1705604 SH SOLE 1705604 0 0 HERITAGE FINL CORP WASH COM 42722X106 3673 250000 SH SOLE 250000 0 0 HESKA CORP COM RESTRC NEW 42805E306 1461 180380 SH SOLE 180380 0 0 HESS CORP COM 42809H107 21087 398169 SH SOLE 364544 0 33625 HF FINL CORP COM 404172108 4599 350000 SH SOLE 350000 0 0 HOOPER HOLMES INC COM 439104100 5353 13482842 SH SOLE 13095194 0 387648 HORACE MANN EDUCATORS CORP N COM 440327104 24954 1250188 SH SOLE 1250188 0 0 HORIZON TECHNOLOGY FIN CORP COM 44045A102 1040 69725 SH SOLE 47275 0 22450 HOSPIRA INC COM 441060100 18916 605492 SH SOLE 554717 0 50775 HUDSON GLOBAL INC COM 443787106 20222 4513937 SH SOLE 4312437 0 201500 IAMGOLD CORP COM 450913108 573 50000 SH SOLE 50000 0 0 INDEPENDENT BANK CORP MASS COM 453836108 29772 1028409 SH SOLE 1028409 0 0 INTEL CORP COM 458140100 21192 1027229 SH SOLE 937705 0 89524 INTERDIGITAL INC COM 45867G101 16440 400000 SH SOLE 400000 0 0 INTERSECTIONS INC COM 460981301 11680 1232109 SH SOLE 1232109 0 0 INTREPID POTASH INC COM 46121Y102 41017 1926602 SH SOLE 1926602 0 0 INVACARE CORP COM 461203101 68840 4223328 SH SOLE 4173903 0 49425 INVESTORS REAL ESTATE TR SH BEN INT 461730103 2001 229202 SH SOLE 204352 0 24850 IRIDEX CORP COM 462684101 1269 335703 SH SOLE 335703 0 0 JANUS CAP GROUP INC COM 47102X105 18277 2145150 SH SOLE 2063250 0 81900 JETBLUE AIRWAYS CORP COM 477143101 2855 500000 SH SOLE 500000 0 0 JOHN BEAN TECHNOLOGIES CORP COM 477839104 10159 571720 SH SOLE 571720 0 0 JOHNSON CTLS INC COM 478366107 28306 922021 SH SOLE 848522 0 73499 KAISER ALUMINUM CORP COM PAR $0.01 483007704 60588 982129 SH SOLE 982129 0 0 KAYDON CORP COM 486587108 29187 1219692 SH SOLE 1219692 0 0 KOHLS CORP COM 500255104 7552 175701 SH SOLE 152536 0 23165 LAKELAND INDS INC COM 511795106 1861 374500 SH SOLE 374500 0 0 LANTRONIX INC COM NEW 516548203 1979 1004557 SH SOLE 1004557 0 0 LAYNE CHRISTENSEN CO COM 521050104 9708 400000 SH SOLE 400000 0 0 LEXMARK INTL NEW CL A 529771107 2150 92706 SH SOLE 92706 0 0 LHC GROUP INC COM 50187A107 10650 500000 SH SOLE 500000 0 0 LINCOLN EDL SVCS CORP COM 533535100 22820 4082366 SH SOLE 3842661 0 239705 LYDALL INC DEL COM 550819106 10038 700000 SH SOLE 700000 0 0 MAGNETEK INC COM NEW 559424403 3090 299999 SH SOLE 299999 0 0 MANPOWERGROUP INC COM 56418H100 23294 548863 SH SOLE 502213 0 46650 MANTECH INTL CORP COM 564563104 26697 1029184 SH SOLE 1029184 0 0 MARATHON OIL CORP COM 565849106 23554 768221 SH SOLE 707591 0 60630 MARTEN TRANS LTD COM 573075108 5517 300000 SH SOLE 300000 0 0 MASTEC INC COM 576323109 23088 926111 SH SOLE 847000 0 79111 MATERION CORP COM 576690101 49622 1924844 SH SOLE 1924844 0 0 MATRIX SVC CO COM 576853105 1150 100000 SH SOLE 100000 0 0 MCDERMOTT INTL INC COM 580037109 20034 1817951 SH SOLE 1660606 0 157345 MEREDITH CORP COM 589433101 47752 1386125 SH SOLE 1386125 0 0 MFRI INC COM 552721102 3266 576000 SH SOLE 576000 0 0 MICREL INC COM 594793101 44315 4664738 SH SOLE 4664738 0 0 MICROSOFT CORP COM 594918104 932 34888 SH SOLE 22903 0 11985 MIDSOUTH BANCORP INC COM 598039105 8175 500000 SH SOLE 500000 0 0 MKS INSTRUMENT INC COM 55306N104 9023 350000 SH SOLE 350000 0 0 MOLEX INC CL A 608554200 1988 89085 SH SOLE 89085 0 0 MOLSON COORS BREWING OC CL B 60871R209 1657 38718 SH SOLE 38718 0 0 MOSAIC CO NEW COM 61945C103 15523 274120 SH SOLE 250601 0 23519 NAVIGANT CONSULTING INC COM 63935N107 46837 4196821 SH SOLE 4196821 0 0 NEWMONT MINING CORP COM 651639106 835 17975 SH SOLE 15475 0 2500 NEWPARK RES INC COM PAR $.01NEW 651718504 42902 5465250 SH SOLE 5360750 0 104500 NORTH VALLEY BANCORP COM NEW 66304M204 5676 400000 SH SOLE 400000 0 0 NORTHWEST PIPE CO COM 667746101 17678 740925 SH SOLE 710700 0 30225 OFFICIAL PMTS HLDGS INC COM 67623R106 9024 1600000 SH SOLE 1600000 0 0 OIL DRI CORP AMER COM 677864100 5520 200000 SH SOLE 200000 0 0 OLD NATL BANCORP IND COM 680033107 50317 4238977 SH SOLE 4238977 0 0 OLIN CORP COM PAR $1 680665205 72257 3346778 SH SOLE 3346778 0 0 OLYMPIC STEEL INC COM 68162K106 12051 544317 SH SOLE 544317 0 0 OMNICARE INC COM 681904108 94049 2605231 SH SOLE 2581731 0 23500 ORBITAL SCIENCES CORP COM 685564106 2754 200000 SH SOLE 200000 0 0 OWENS & MINOR INC NEW COM 690732102 35248 1236327 SH SOLE 1236327 0 0 P C CONNECTION COM 69318J100 3450 300000 SH SOLE 300000 0 0 PACER INTL INC TENN COM 69373H106 3900 1000000 SH SOLE 1000000 0 0 PACIFIC CONTINENTAL CORP COM 69412V108 2433 250000 SH SOLE 250000 0 0 PARK ELECTROCHEMICAL CORP COM 700416209 42040 1633896 SH SOLE 1633896 0 0 PATTERSON UTI ENERGY INC COM 703481101 79582 4271719 SH SOLE 4271719 0 0 PC-TEL INC COM 69325Q105 2226 309233 SH SOLE 309233 0 0 PDI INC COM 69329V100 18206 2395492 SH SOLE 2269192 0 126300 PERMA-FIX ENVIRONMENTAL SVCS COM 714157104 5779 8484298 SH SOLE 8214898 0 269400 PFIZER INC COM 717081103 23184 924385 SH SOLE 851310 0 73075 PHARMERICA CORP COM 71714F104 36753 2580951 SH SOLE 2580951 0 0 PNC FINL SVCS GROUP INC COM 693475105 17329 297180 SH SOLE 275194 0 21986 POWERSECURE INTL INC COM 73936N105 423 54200 SH SOLE 54200 0 0 POWELL INDS INC COM 739128106 12459 300000 SH SOLE 300000 0 0 PROGRESS SOFTWARE CORP COM 743312100 4198 200000 SH SOLE 200000 0 0 PROVIDENT FINL SVCS INC COM 74386T105 26447 1772617 SH SOLE 1772617 0 0 QUANEX BUILDING PRODUCTS COR COM 747619104 30409 1489884 SH SOLE 1489884 0 0 QUEST DIAGNOSTICS INC COM 74834L100 23297 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CORP COM 903914109 18771 1035368 SH SOLE 1035368 0 0 ULTRALIFE CORP COM 903899102 2504 772772 SH SOLE 772772 0 0 UMPQUA HLDGS CORP COM 904214103 43481 3687937 SH SOLE 3687937 0 0 UNIT CORP COM 909218109 113143 2511504 SH SOLE 2500379 0 11125 UNITED INS HLDGS CORP COM 910710102 5644 925200 SH SOLE 925200 0 0 UNITED STATIONERS INC COM 913004107 2745 88566 SH SOLE 88566 0 0 UNIVERSAL FST PRODS INC COM 913543104 64834 1704356 SH SOLE 1654371 0 49985 URS CORP NEW COM 903236107 28664 730099 SH SOLE 667444 0 62655 WESTELL TECHNOLOGIES INC CL A 957541105 8880 4800000 SH SOLE 4800000 0 0 WESTERN UN CO COM 959802109 2862 210260 SH SOLE 202610 0 7650 WILLBROS GROUP INC DEL COM 969203108 9341 1742720 SH SOLE 1742720 0 0 WILLIAMS CLAYTON ENERGY INC COM 969490101 5000 125000 SH SOLE 125000 0 0 WILLIS GROUP HOLDINGS PUBLIC SHS G96666105 11006 328229 SH SOLE 304094 0 24135 WMS INDS INC COM 929297109 20926 1195772 SH SOLE 1092556 0 103216 WORTHINGTON INDS INC COM 981811102 60762 2337906 SH SOLE 2337906 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