13F-HR 1 hotchkiswiley4q2012r.txt HOTCHKIS AND WILEY CAPITAL MANAGEMENT, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hotchkis and Wiley Capital Management, LLC Address: 725 South Figueroa Street 39th Floor Los Angeles, CA 90017-5439 13F File Number: 028-10068 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Tina H. Kodama Title: Chief Compliance Officer Phone: 213-430-1897 Signature, Place, and Date of Signing: /s/ Tina H. Kodama Los Angeles, CA February 14, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 174 Form 13F Information Table Value Total: $17,307,463 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- AETNA INC NEW COM 00817Y108 35910 775600 SH SOLE 746000 0 29600 AIR T INC COM 009207101 356 42900 SH SOLE 42900 0 0 ALASKA AIR GROUP INC COM 011659109 10308 239216 SH SOLE 230216 0 9000 ALLIANT TECHSYSTEMS INC COM 018804104 59664 962939 SH SOLE 829539 0 133400 ALLSTATE CORP COM 020002101 421195 10485305 SH SOLE 7162505 0 3322800 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 1405 101800 SH SOLE 101800 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 622982 17648202 SH SOLE 11616202 0 6032000 ARGO GROUP INTL HLDGS LTD COM G0464B107 19324 575300 SH SOLE 409700 0 165600 ARRIS GROUP INC COM 04269Q100 100367 6718026 SH SOLE 5942626 0 775400 ARVINMERITOR INC FRNT 4.000% 2/1 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