13F-HR 1 a201109-13f_hr.txt 1: 1 a201109_13f-hr.text 5: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for Calendar Year of Quarter Ended: SEPTEMBER 30 2011 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entities Institutional Manager Filing this Report: Name: Force Capital Management, LLC Address: 767 Fifth Avenue 12th Floor New York, NY 10153 13F File Number: 028-11176 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Fuchs Title: Chief Financial Officer Phone: (212) 451-9161 Signature, Place and Date of Signing: /s/ Steven Fuchs New York, New York 10/10/2011 ---------------- ------------------ -------- [Signature] [City, State] [Date] Report Type: (Check only one): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s).) List of Other Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 45 Form 13F Information Table Value Total: $465,008 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
Force Capital Management, LLC Form 13F Information Table SEPTEMBER 30 2011 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 Column 5 Column 6 Column 7 Column 8 TITLE OF VALUE SHRS OR SH/ INVESTOR OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN DISCRETION MGRS SOLE SHARED -------------- ----- ----- ------- --------- --- ---------- ---- ----------------- ALEXANDER & BALDWIN INC COM 014482103 11,087 303,500 SH SOLE NONE 303,500 0 AMAZON COM INC COM 023135106 10,595 49,000 SH SOLE NONE 49,000 0 ASBURY AUTOMOTIVE GROUP INC COM 043436104 216 13,100 SH SOLE NONE 13,100 0 ASHFORD HOSPITALITY TR INC COM 044103109 118 16,850 SH SOLE NONE 16,850 0 AUTONATION INC COM 05329W102 7,060 215,363 SH SOLE NONE 215,363 0 BANK OF AMERICA CORP COM 060505104 8,814 1,440,221 SH SOLE NONE 1,440,221 0 BANK OF AMERICA CORP WTS10/28/18 060505153 475 559,000 SH SOLE NONE 559,000 0 BARNES & NOBLE INC COM 067774109 639 54,000 SH SOLE NONE 54,000 0 BLYTH INC COM 09643P207 4,850 87,458 SH SOLE NONE 87,458 0 CEDAR SHOPPING CTRS INC COM 150602209 311 100,000 SH SOLE NONE 100,000 0 CHARTER COMMUNICATIONS INC COM CL A 16117M305 21,113 450,745 SH SOLE NONE 450,745 0 COPART INC COM 217204106 37,102 948,410 SH SOLE NONE 948,410 0 CRACKER BARREL OLD CTRY STR COM 22410J106 12,509 312,500 SH SOLE NONE 312,500 0 EAGLE MATERIALS INC COM 26969P108 8,450 507,500 SH SOLE NONE 507,500 0 EMMIS COMMUNICATIONS CORP COM CL A 291525103 524 820,300 SH SOLE NONE 820,300 0 ENDURANCE SPECIALTY HLDGS COM G30397106 3,091 90,500 SH SOLE NONE 90,500 0 ENTERTAINMENT PPTYS TR PFD SER C 29380T402 275 14,700 SH SOLE NONE 14,700 0 EQUINIX INC COM 29444U502 9,976 112,300 SH SOLE NONE 112,300 0 EXCO RESOURCES INC COM 269279402 3,666 342,000 SH SOLE NONE 342,000 0 FELCOR LODGING TR INC PFD SER A 31430F200 1,609 80,000 SH SOLE NONE 80,000 0 FIRST INDUSTRIAL REALTY TR COM 32054K103 25,483 3,185,334 SH SOLE NONE 3,185,334 0 GAP INC COM 364760108 13,132 808,602 SH SOLE NONE 808,602 0 HOVNANIAN ENTERPRISES INC UNIT 44248W208 356 48,200 SH SOLE NONE 48,200 0 HUNTINGTON INGALLS INDS INC COM 446413106 2,309 94,911 SH SOLE NONE 94,911 0 IRON MOUNTAIN INC COM 462846106 10,719 339,000 SH SOLE NONE 339,000 0 ISTAR FINANCIAL INC COM 45031U101 10,603 1,821,800 SH SOLE NONE 1,821,800 0 PENNEY J C INC COM 708160106 23,040 860,327 SH SOLE NONE 860,327 0 LAMAR ADVERTISING CO COM CL A 512815101 1,005 59,002 SH SOLE NONE 59,002 0 LEUCADIA NATL CORP COM 527288104 2,647 116,700 SH SOLE NONE 116,700 0 MGIC INVT CORP WIS COM 552848103 1,951 1,043,200 SH SOLE NONE 1,043,200 0 MPG OFFICE TR INC COM 553274101 174 82,300 SH SOLE NONE 82,300 0 PENNSYLVANIA RL ESTATE INVT COM 709102107 4,379 566,500 SH SOLE NONE 566,500 0 RAIT FINANCIAL TRUST COM 749227609 1,592 469,498 SH SOLE NONE 469,498 0 REIS INC COM 75936P105 2,388 269,577 SH SOLE NONE 269,577 0 SCHOLASTIC CORP COM 807066105 11,063 394,700 SH SOLE NONE 394,700 0 SHUTTERFLY INC COM 82568P304 4,233 102,800 SH SOLE NONE 102,800 0 SIRIUS XM RADIO INC COM 82967N108 951 630,000 SH SOLE NONE 630,000 0 SL GREEN RLTY CORP COM 78440X101 13,739 236,275 SH SOLE NONE 236,275 0 STATE AUTO FINL CORP COM 855707105 402 30,579 SH SOLE NONE 30,579 0 TRANSDIGM GROUP INC COM 893641100 817 10,000 SH SOLE NONE 10,000 0 UNITED CAPITAL CORP COM 909912107 754 36,800 SH SOLE NONE 36,800 0 WABCO HLDGS INC COM 92927K102 973 25,700 SH SOLE NONE 25,700 0 WINTHROP RLTY TR COM 976391300 912 105,000 SH SOLE NONE 105,000 0 Options BANK OF AMERICA CORP COM 060505104 3,262 533,000 SH CALL SOLE NONE 533,000 0 ISTAR FINANCIAL INC COM 45031U101 17,890 586,500 SH CALL SOLE NONE 586,500 0 SEARS HOLDINGS CORPORATION COM 812350106 43,289 752,600 SH CALL SOLE NONE 752,600 0 SPDR SERIES TRUST ETF 78462F953 124,465 1,100,000 SH PUT SOLE NONE 1,100,000 0
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