13F-HR 1 t303844.txt NWQ INVESTMENT MGMT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: NWQ INVESTMENT MANAGEMENT CO, LLC Address: 2049 Century Park East 16th Floor Los Angeles, CA 90067 13F File Number: 028-01474 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jon D. Bosse Title: Chief Investment Officer Phone: 310-712-4000 Signature, Place, and Date of Signing: Jon D. Bosse, Los Angeles, CA 11/15/2007 Report Type (Check only one.): [X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: Nuveen Investments, Inc. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 141 Form 13F Information Table Value Total: $33,303,477 List of Other Included Managers: No. 13F File Number Name 1 - Unknown -- Nuveen Investments, Inc.
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTORITY NAME OF ISSUER TITLE OF CLASS CUSIP NO (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- ------------------- --- ---- ------- --------- -------- -------- -------- AGCO CORP COM 001084102 17185 338482 SH DEFINED 1 332282 0 6200 AT&T INC COM 00206R102 707100 16712362 SH DEFINED 1 14097048 0 2615314 ACERGY S A SPON ADR 00443E104 60281 2029655 SH DEFINED 1 1831016 0 198639 AETNA INC COM 00817Y108 388145 7152103 SH DEFINED 1 6208792 0 943311 AGILENT TECHNOLOGIES INC COM 00846U101 308648 8368973 SH DEFINED 1 6978426 0 1390547 AGRIUM INC COM 008916108 27084 498045 SH DEFINED 1 483795 0 14250 ALBANY INTL CORP CL A COM 012348108 35612 949918 SH DEFINED 1 802918 0 147000 ALESCO FINANCIAL INC COM 014485106 17506 3558227 SH DEFINED 1 2922127 0 636100 ALLEGHENY CORP COM 017175100 222 548 SH DEFINED 1 0 0 548 ALTRIA GROUP INC COM 02209S103 815864 11733979 SH DEFINED 1 10579516 0 1154463 AMERICREDIT CORP COM 03060R101 99111 5637727 SH DEFINED 1 5510127 0 127600 AMGEN INC COM 031162100 521520 9219022 SH DEFINED 1 8015664 0 1203358 AON CORP COM 037389103 652277 14556496 SH DEFINED 1 12719282 0 1837214 APACHE CORP COM 037411105 1220900 13556516 SH DEFINED 1 11862036 0 1694480 ARROW ELECTRONICS INC COM 042735100 22893 538394 SH DEFINED 1 514294 0 24100 AVAYA INC COM 053499109 10439 615481 SH DEFINED 1 615481 0 0 BANCORP INC/THE COM 05969A105 25073 1358226 SH DEFINED 1 1156015 0 202211 BANK OF AMERICA CORP COM 060505104 297187 5911825 SH DEFINED 1 5151939 0 759886 BARRICK GOLD CORP COM 067901108 1125729 27947591 SH DEFINED 1 24848089 0 3099502 BILL BARRETT CORP COM 06846N104 26027 660422 SH DEFINED 1 547572 0 112850 BOB EVANS FARMS COM 096761101 32970 1092436 SH DEFINED 1 928336 0 164100 BOWATER INC COM 102183100 86474 5795819 SH DEFINED 1 5428169 0 367650 BUCKEYE TECHNOLOGIES INC COM 118255108 12741 841548 SH DEFINED 1 714998 0 126550 CBS CORP CL B COM 124857202 573201 18196865 SH DEFINED 1 15930372 0 2266493 CA INC COM 12673P105 1484595 57721426 SH DEFINED 1 50863701 0 6857725 CARPENTER TECHNOLOGY CORP COM 144285103 11778 90593 SH DEFINED 1 86693 0 3900 CASEY'S GENERAL STORES INC COM 147528103 74445 2687549 SH DEFINED 1 2421949 0 265600 CATERPILLAR INC COM 149123101 9648 123010 SH DEFINED 1 120900 0 2110 CENTURY ALUMINUM COMPANY COM 156431108 35950 682806 SH DEFINED 1 611706 0 71100 CHEVRON CORP NEW COM 166764100 10884 116302 SH DEFINED 1 116302 0 0 CITIGROUP INC COM 172967101 1169125 25050885 SH DEFINED 1 21694539 0 3356346 CLEAR CHANNEL COMMUNICATIONS COM 184502102 564830 15086279 SH DEFINED 1 13190568 0 1895711 COHERENT INC COM 192479103 32486 1012641 SH DEFINED 1 981841 0 30800 COMCAST CORP CL A COM 20030N101 323 13350 SH DEFINED 1 13350 0 0 COMCAST CORP CL A SPL COM 20030N200 613663 25611998 SH DEFINED 1 22249422 0 3362576 COMMSCOPE INC COM 203372107 39760 791403 SH DEFINED 1 671653 0 119750 COMMUNITY HEALTH SYSTEM INC COM 203668108 38901 1237321 SH DEFINED 1 1126921 0 110400 CONOCOPHILLIPS COM 20825C104 426457 4858800 SH DEFINED 1 4119115 0 739685 COUNTRYWIDE FINANCIAL CORP. COM 222372104 627224 32994439 SH DEFINED 1 28879730 0 4114709 DEL MONTE FOODS CO COM 24522P103 64813 6172654 SH DEFINED 1 5601454 0 571200 DENBURY RESOURCES COM 247916208 73525 1645227 SH DEFINED 1 1482727 0 162500 DOMTAR CORP COM 257559104 4128 503400 SH DEFINED 1 429600 0 73800 ECI TELECOM LTD COM 268258100 58028 5826103 SH DEFINED 1 5658903 0 167200 EDP ENERGIAS DE PORTUGAL S A SPONSORED ADR 268353109 7431 127500 SH DEFINED 1 127500 0 0 ENI SPA-SPONSORED ADR COM 26874R108 14014 190000 SH DEFINED 1 190000 0 0 ESTERLINE TECHNOLOGIES CORP COM 297425100 21532 377419 SH DEFINED 1 363019 0 14400 EXXON MOBIL CORP COM 30231G102 1948 21048 SH DEFINED 1 21048 0 0 FREDDIE MAC COM 313400301 548 9287 SH DEFINED 1 9287 0 0 FANNIE MAE COM 313586109 1296422 21319219 SH DEFINED 1 18620534 0 2698685 FERRO CORP COM 315405100 9323 466599 SH DEFINED 1 453099 0 13500 FOSSIL INC COM 349882100 47895 1281991 SH DEFINED 1 1155660 0 126331 FRANKLIN BANK CORP/HOUSTON COM 352451108 17822 1937194 SH DEFINED 1 1636444 0 300750 FRIEDMAN BILLINGS RAMSEY GRP COM 358434108 67629 14670096 SH DEFINED 1 14391696 0 278400 GARDNER DENVER INC COM 365558105 11466 293990 SH DEFINED 1 283190 0 10800 GENERAL CABLE CORP COM 369300108 63122 940428 SH DEFINED 1 857278 0 83150 GENERAL ELECTRIC COMPANY COM 369604103 12586 304005 SH DEFINED 1 304005 0 0 GENWORTH FINANCIAL INC-CL A COM 37247D106 748862 24369092 SH DEFINED 1 21054196 0 3314896 GIBRALTAR INDUSTRIES INC COM 374689107 53530 2893540 SH DEFINED 1 2570490 0 323050 GLATFELTER COM 377316104 40707 2743087 SH DEFINED 1 2329887 0 413200 GLAXOSMITHKLINE PLC-ADR COM 37733W105 12502 235000 SH DEFINED 1 235000 0 0 GOLFSMITH INTERNATIONAL HOLD COM 38168Y103 13161 1880177 SH DEFINED 1 1571697 0 308480 GRIFFON CORP COM 398433102 69590 4608613 SH DEFINED 1 4140492 0 468121 HANOVER INSURANCE GROUP INC/ COM 410867105 35218 796969 SH DEFINED 1 769869 0 27100 HARTFORD FINL SERVICES GRP INC COM 416515104 1426085 15408805 SH DEFINED 1 13506289 0 1902516 HESS CORP COM 42809H107 414248 6226489 SH DEFINED 1 5446345 0 780144 HOOKER FURNITURE CORP COM 439038100 30269 1511942 SH DEFINED 1 1279842 0 232100 ILLINOIS TOOL WORKS COM 452308109 98570 1652752 SH DEFINED 1 1316052 0 336700 INDYMAC BANCORP INC COM 456607100 194815 8251360 SH DEFINED 1 5479310 0 2772050 INTERNATIONAL PAPER COM 460146103 436402 12166212 SH DEFINED 1 10476766 0 1689446 JPMORGAN CHASE & COMPANY COM 46625H100 722234 15762418 SH DEFINED 1 13689974 0 2072444 KT CORP-SP ADR COM 48268K101 10847 433000 SH DEFINED 1 433000 0 0 KADANT INC COM 48282T104 25104 896587 SH DEFINED 1 761437 0 135150 KEITHLEY INSTRUMENTS INC COM 487584104 24761 2335926 SH DEFINED 1 1935661 0 400265 KENNAMETAL INC COM 489170100 75016 893261 SH DEFINED 1 795611 0 97650 KIMBERLY CLARK COM 494368103 679333 9668841 SH DEFINED 1 8247944 0 1420897 KOREA ELEC POWER CORP SP-ADR COM 500631106 10209 441000 SH DEFINED 1 441000 0 0 KRAFT FOODS INC - A COM 50075N104 222791 6455825 SH DEFINED 1 5699323 0 756502 LIBERTY MEDIA-INTERACTIVE A COM 53071M104 229049 11923449 SH DEFINED 1 10295990 0 1627459 LINCOLN ELECTRIC HOLDINGS COM 533900106 80397 1035916 SH DEFINED 1 933716 0 102200 LOCKHEED MARTIN CORP. COM 539830109 764135 7043368 SH DEFINED 1 6214742 0 828626 LOEWS CORP DEL COM 540424108 391236 8091755 SH DEFINED 1 6766415 0 1325340 LOEWS - CAROLINA GROUP COM 540424207 14958 181900 SH DEFINED 1 181900 0 0 MGIC INVESTMENT CORP COM 552848103 247304 7654091 SH DEFINED 1 6708456 0 945635 MARTEN TRANSPORTATION COM 573075108 43824 2843836 SH DEFINED 1 2389311 0 454525 MATTSON TECHNOLOGY COM 577223100 72886 8426104 SH DEFINED 1 8016467 0 409637 MEADWESTVACO CORP COM 583334107 31190 1056211 SH DEFINED 1 1018511 0 37700 MICROSOFT CORP COM 594918104 625313 21225824 SH DEFINED 1 18014341 0 3211483 MOTOROLA INC COM 620076109 1059949 57201775 SH DEFINED 1 50094270 0 7107505 NRG ENERGY INC COM 629377508 122177 2889034 SH DEFINED 1 2815134 0 73900 NEW YORK MORTGAGE TRUST INC COM 649604105 1413 1681702 SH DEFINED 1 1567802 0 113900 NEWELL RUBBERMAID INC COM 651229106 40580 1408034 SH DEFINED 1 1374634 0 33400 NEWMONT MINING CORP COM 651639106 38486 860400 SH DEFINED 1 494100 0 366300 NOBLE ENERGY INC COM 655044105 1527349 21806804 SH DEFINED 1 18992956 0 2813848 OMNICARE INC COM 681904108 18648 562865 SH DEFINED 1 553865 0 9000 OSHKOSH TRUCK CORP CL B COM 688239201 12095 195179 SH DEFINED 1 190079 0 5100 PMA CAPITAL CORPORATION COM 693419202 27529 2897764 SH DEFINED 1 2600064 0 297700 POSCO ADR COM 693483109 291241 1629138 SH DEFINED 1 1405767 0 223371 PACIFIC SUNWEAR OF CALIFORNIA COM 694873100 48618 3284976 SH DEFINED 1 2967076 0 317900 PACKAGING CORP OF AMERICA COM 695156109 112672 3875877 SH DEFINED 1 3794177 0 81700 PFIZER INC COM 717081103 7053 288700 SH DEFINED 1 288700 0 0 PITNEY-BOWES INC COM 724479100 630332 13877842 SH DEFINED 1 11816513 0 2061329 CONTINGENT VALUE OBLIGATION FLORIDA PROGRES743263AA3 21 68800 SH DEFINED 1 45400 0 23400 QUANTUM CORP DLT & STORAGE S747906204 101006 29707775 SH DEFINED 1 28220475 0 1487300 RADIAN GROUP COM 750236101 269406 11572435 SH DEFINED 1 10180515 0 1391920 RANGE RESOURCES CORP COM 75281A109 28168 692769 SH DEFINED 1 617419 0 75350 RAYTHEON CO COM 755111507 810595 12701276 SH DEFINED 1 11212119 0 1489157 RBC BEARINGS INC COM 75524B104 21111 550493 SH DEFINED 1 469893 0 80600 RELIANCE STEEL & ALUMINUM COM 759509102 22092 390729 SH DEFINED 1 379529 0 11200 ROCKWOOD HOLDINGS COM 774415103 17406 485787 SH DEFINED 1 467887 0 17900 S & P 500 DEPOSITARY RECEIPT COM 78462F103 214 1400 SH DEFINED 1 1400 0 0 SANOFI-AVENTIS SPONS ADR COM 80105N105 591492 13943710 SH DEFINED 1 12166845 0 1776865 SAPPI LTD SPONSORED ADR COM 803069202 138926 9080156 SH DEFINED 1 8636856 0 443300 SAUER-DANFOSS INC COM 804137107 71556 2681991 SH DEFINED 1 2420641 0 261350 SEPRACOR INC COM 817315104 1760 64000 SH DEFINED 1 42400 0 21600 SMITHFIELD FOODS INC COM 832248108 43589 1383788 SH DEFINED 1 1227513 0 156275 SMURFIT-STONE CONTAINER CORP COM 832727101 39133 3350464 SH DEFINED 1 3035964 0 314500 SOUTHWESTERN ENERGY COMPANY COM 845467109 103129 2464254 SH DEFINED 1 2400954 0 63300 SPRINT NEXTEL CORP COM 852061100 478265 25171818 SH DEFINED 1 22182338 0 2989480 STANDARD MICROSYSTEMS CORP COM 853626109 4132 107538 SH DEFINED 1 96908 0 10630 STORA ENSO OYJ-SPONS ADR COM 86210M106 7102 367200 SH DEFINED 1 367200 0 0 TEKTRONIX INC COM 879131100 28191 1016253 SH DEFINED 1 985353 0 30900 TELECOM ITALIA S P A SPON ADR ORD 87927Y102 1589 52500 SH DEFINED 1 52500 0 0 TELECOM ITALIA SPA SPON ADR SVGS 87927Y201 5628 235000 SH DEFINED 1 235000 0 0 TEXAS INSTRUMENTS INCORPORATED COM 882508104 615 16808 SH DEFINED 1 10250 0 6558 TIMKEN CO COM 887389104 42918 1155268 SH DEFINED 1 1128668 0 26600 TOTAL SA-SPON ADR COM 89151E109 9724 120000 SH DEFINED 1 120000 0 0 TRAVELERS COS INC/THE COM 89417E109 1696 33700 SH DEFINED 1 33700 0 0 TYSON FOODS INC CL A COM 902494103 236337 13240177 SH DEFINED 1 11557257 0 1682920 UNION PACIFIC CORP COM 907818108 585884 5182066 SH DEFINED 1 4397390 0 784676 UNITED STATES STEEL CORP NEW COM 912909108 328792 3103565 SH DEFINED 1 2701400 0 402165 UNITED UTILITIES PLC-SP ADR COM 91311Q105 7482 262800 SH DEFINED 1 262800 0 0 UNUM GROUP COM 91529Y106 790 32300 SH DEFINED 1 32300 0 0 VERIZON COMMUNICATIONS COM 92343V104 398767 9005578 SH DEFINED 1 7642015 0 1363563 VIACOM INC-CLASS B COM 92553P201 1275640 32733894 SH DEFINED 1 28516443 0 4217451 WD-40 CO COM 929236107 52815 1547007 SH DEFINED 1 1312856 0 234151 WACHOVIA CORP COM 929903102 214103 4269245 SH DEFINED 1 3468553 0 800692 WARREN RESOURCES INC COM 93564A100 107797 8596237 SH DEFINED 1 7944887 0 651350 WAUSAU PAPER CORP COM 943315101 53522 4800190 SH DEFINED 1 4328190 0 472000 WELLS FARGO & CO COM 949746101 721275 20249164 SH DEFINED 1 17257252 0 2991912 WESCO INTERNATIONAL INC COM 95082P105 13455 313351 SH DEFINED 1 302351 0 11000 INGERSOLL RAND COMPANY LTD NEW COM G4776G101 667344 12251587 SH DEFINED 1 10760643 0 1490944