13F-HR 1 a200609-13f_hr.txt 1: 1 a200609_13f-hr.text 5: UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for Calendar Year of Quarter Ended: September 30 2006 Check here if Amendment: |_|; Amendment Number: ____ This Amendment (Check only one): |_| is a restatement |_| adds new holding entities Institutional Manager Filing this Report: Name: Force Capital Management, LLC Address: 540 Madison Avenue 27th Floor New York, NY 10022 13F File Number: 028-11176 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven Fuchs Title: Chief Financial Officer Phone: (212) 373-0828 Signature, Place and Date of Signing: /s/ Steven Fuchs New York, New York 11/07/2006 ---------------- ------------------ -------- [Signature] [City, State] [Date] Report Type: (Check only one): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other managers(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s).) List of Other Reporting for this Manager: NONE Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 58 Form 13F Information Table Value Total: $1,140,246 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE
Force Capital Management, LLC Form 13F Information Table September 30 2006 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 Column 5 Column 6 Column 7 Column 8 TITLE OF VALUE SHRS OR SH/ INVESTOR OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x1000) PRN AMT PRN DISCRETION MGRS SOLE SHARED -------------- ----- ----- ------- --------- --- ---------- ---- ----------------- ALLEGHENY ENERGY, INC. Com 017361106 15,044 374,500 SH SOLE NONE 374,500 0 AMERICAN EXPRESS CO Com 025816109 51,075 910,750 SH SOLE NONE 910,750 0 AMERICAN TOWER SYSTEMS Com CL A 029912201 10,158 278,300 SH SOLE NONE 278,300 0 AMERIPRISE FINANCIAL, INC Com 03076C106 6,922 147,600 SH SOLE NONE 147,600 0 AVIS BUDGET GROUP INC Com 053774105 2,846 155,617 SH SOLE NONE 155,617 0 BARNES & NOBLE, INC Com 067774109 32,145 847,246 SH SOLE NONE 847,246 0 BJ'S WHOLESALE CLUB INC Com 05548J106 13,677 468,700 SH SOLE NONE 468,700 0 CABOT CORP Com 127055101 44,112 1,185,800 SH SOLE NONE 1,185,800 0 CARNIVAL CORPORATION Com 143658300 5,540 117,800 SH SOLE NONE 117,800 0 CHENIERE ENERGY INC Com 16411R208 157 5,280 SH SOLE NONE 5,280 0 CONOCOPHILLIPS Com 20825C104 15,055 252,900 SH SOLE NONE 252,900 0 COPART INC Com 217204106 46,545 1,651,102 SH SOLE NONE 1,651,102 0 CROSSTEX ENERGY, INC Com 22765Y104 17,979 200,725 SH SOLE NONE 200,725 0 CROWN CASTLE INTL CORP Com 228227104 10,635 301,800 SH SOLE NONE 301,800 0 DISCOVERY HOLDINGS Com CL A 25468Y107 14,299 988,900 SH SOLE NONE 988,900 0 FEDERATED DEPT STORES INC Com 31410H101 12,695 293,800 SH SOLE NONE 293,800 0 FREDDIE MAC Com 313400301 9,439 142,300 SH SOLE NONE 142,300 0 GAIAM INC Com CL A 36268Q103 2,003 155,162 SH SOLE NONE 155,162 0 GENERAL MOTORS CORP Com 370442105 33,074 994,400 SH SOLE NONE 994,400 0 GRUPO AEROPORTUARIO DEL Com 400506101 1,248 36,700 SH SOLE NONE 36,700 0 HARLEYSVILLE GROUP INC Com 412824104 791 22,607 SH SOLE NONE 22,607 0 LAMAR ADVERTISING CO Com 512815101 52,742 987,500 SH SOLE NONE 987,500 0 LEGG MASON INC Com 524901105 1,916 19,000 SH SOLE NONE 19,000 0 LIBERTY GLOBAL INC Com CL A 530555101 18,994 737,918 SH SOLE NONE 737,918 0 LIBERTY MEDIA CORP NEW Com SER A 530718105 10,130 497,049 SH SOLE NONE 497,049 0 LITHIA MOTORS INC Com CL A 536797103 8,219 332,500 SH SOLE NONE 332,500 0 MASTER CARD INC Com CL A 57636Q104 19,395 275,700 SH SOLE NONE 275,700 0 MC DONALDS CORP Com 580135101 54,822 1,401,392 SH SOLE NONE 1,401,392 0 MCDERMOTT INTL Com 580037109 3,177 75,999 SH SOLE NONE 75,999 0 MI DEVELOPMENTS INC Com 55304X104 2,559 70,200 SH SOLE NONE 70,200 0 NEWS CORPORATION INC Com 65248E104 19,426 988,600 SH SOLE NONE 988,600 0 NUVEEN INVESTMENTS INC Com 67090F106 21,268 415,140 SH SOLE NONE 415,140 0 NYSE GROUP INC Com 62949W103 37,067 495,874 SH SOLE NONE 495,874 0 OFFICEMAX INC Com 67622P101 16,080 394,700 SH SOLE NONE 394,700 0 PHELPS DODGE CORP Com 717265102 10,469 123,600 SH SOLE NONE 123,600 0 PRE PAID LEGAL SERVICES INC Com 740065107 2,694 67,900 SH SOLE NONE 67,900 0 RADIOSHACK CORP Com 750438103 3,901 202,100 SH SOLE NONE 202,100 0 REALOGY CORPORATION Com 75605E100 14,864 655,373 SH SOLE NONE 655,373 0 REDWOOD TRUST INC Com 758075402 3,701 73,484 SH SOLE NONE 73,484 0 REPUBLIC PROPERTY TRUST Com 760737106 1,379 125,100 SH SOLE NONE 125,100 0 REYNOLDS & REYNOLDS CO Com CL A 761695105 4,255 107,700 SH SOLE NONE 107,700 0 SEARS HOLDINGS CORPORATION Com 812350106 100,048 632,855 SH SOLE NONE 632,855 0 SIZELER PROPERTY INVESTORS Com 830137105 8,193 545,100 SH SOLE NONE 545,100 0 STATE AUTO FINANCIAL CORP Com 855707105 5,624 184,095 SH SOLE NONE 184,095 0 TAUBMAN CENTERS INC Com 876664103 5,788 130,299 SH SOLE NONE 130,299 0 TD AMERITRADE HOLDING CORP Com 87236Y108 184 9,750 SH SOLE NONE 9,750 0 TXU CORP Com 873168108 17,706 283,200 SH SOLE NONE 283,200 0 UNITED CAPITAL CORP Com 909912107 1,033 38,700 SH SOLE NONE 38,700 0 WELLPOINT INC Com 94973V107 5,702 74,000 SH SOLE NONE 74,000 0 WENDYS INTL INC Com 950590109 28,328 422,800 SH SOLE NONE 422,800 0 WYNDHAM WORLDWIDE CORP Com 98310W108 2,688 96,095 SH SOLE NONE 96,095 0 Options AMERICAN EXPRESS CO Com 025816109 39,340 701,500 SH CALL SOLE NONE 701,500 0 AUTO ZONE INC Com 053332102 10,330 100,000 SH PUT SOLE NONE 100,000 0 GENERAL MOTORS CORP Com 370442105 11,900 357,800 SH CALL SOLE NONE 357,800 0 LAMAR ADVERTISING CO Com 512815101 13,518 253,100 SH CALL SOLE NONE 253,100 0 LEGG MASON INC Com 524901105 10,086 100,000 SH CALL SOLE NONE 100,000 0 MC DONALDS CORP Com 580135101 9,389 240,000 SH CALL SOLE NONE 240,000 0 SEARS HOLDINGS CORPORATION Com 812350106 217,895 1,378,300 SH CALL SOLE NONE 1,378,300 0
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