13F-HR 1 pzenainvestmentmg13fhr21009.txt HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2006 PZENA INVESTMENT MANAGEMENT, LLC ------------------------------------------------------------------------------ Name of Institutional Investment Manager 120 West 45th Street, 20th Floor NY NY 10036 -------------------------------------------------------------------------------- Business Address (Street) (City) (State) (Zip) 13F File Number: 28-03791 ------------ The Institutional Investment Manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, and that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables are considered integral parts of this form. Name, Title and Telephone Number of Person Submitting Report: Richard S. Pzena Manager (212) 355-1600 -------------------------------------------------------------------------------- Name (Title) (Phone) Signature, Place and Date of Signing: /s/Richard S. Pzena ---------------------------------- Richard S. Pzena Pzena Investment Management, LLC 120 West 45th Street, 20th Floor New York, New York 10036 02/13/07 Report Type: [ ] 13F HOLDINGS REPORT [ ] 13F NOTICE [X] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE Number of Other Included Managers: 1 ---------------------------------------------- Form 13F Information Table Entry Total: 129 ----------------------------------------- Form 13F Information Table Value Total: $ 25,271,190,000 ----------------------------------------- List of Other Included Managers: Name and 13F file numbers of ALL Institutional Investment Managers with respect to which this schedule is filed (other than the one filing this report): (List in alphabetical order). 13F File No.: Name: ------------- --------------------- To be assigned - ALPS Advisers, Inc. Name of Reporting Manager: Pzena Investment Management, LLC AS OF DATE: 12/31/06

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