13F-HR 1 p09-1971form13fhr.txt JANA PARTNERS LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: JANA PARTNERS LLC -------------------------------------------------- Address: 767 Fifth Avenue, 8th Floor -------------------------------------------------- New York, New York 10153 -------------------------------------------------- -------------------------------------------------- Form 13F File Number: 028-10328 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Penner -------------------------------------------------- Title: General Counsel -------------------------------------------------- Phone: 212 455-0900 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Charles Penner New York, New York November 16, 2009 ------------------------ ------------------------------ --------------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 45 ------------- Form 13F Information Table Value Total: $1,306,619 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE

FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 VOTING VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE ABERCROMBIE & FITCH CO CL A 002896207 7,651 232,690 SH SOLE 217,790 14,900 ADVANCED MICRO DEVICES INC NOTE 5.750% 8/1 007903AN7 14,602 17,084,000 PRN SOLE ANIXTER INTL INC COM 035290105 10,364 258,385 SH SOLE 242,091 16,294 APOLLO COMMERCIAL REAL ESTATE COM 03762U105 6,538 357,258 SH SOLE 322,605 34,653 ARCADIA RES, INC COM 039209101 18,417 25,298,102 SH SOLE 5,298,102 ARCH CAP GROUP LTD ORD G0450A105 25,830 382,435 SH SOLE 358,125 24,310 ASPEN INSURANCE HOLDINGS LTD SHS G05384105 30,167 1,139,651 SH SOLE 1,078,551 61,100 BRINKER INTL INC COM 109641100 11,087 704,811 SH SOLE 660,411 44,400 BROCADE COMMUNICATIONS SYS I COM NEW 111621306 7,867 1,000,900 SH SOLE 938,000 62,900 CAREER EDUCATION CORP COM 141665109 37,422 1,539,366 SH SOLE 1,458,926 80,440 CHARMING SHOPPES INC NOTE 1.125% 5/0 161133AE3 8,805 12,000,000 PRN SOLE CHARMING SHOPPES INC COM 161133103 12,725 2,581,066 SH SOLE 2,418,366 162,700 CHUBB CORP COM 171232101 25,467 505,201 SH SOLE 472,921 32,280 COLEMAN CABLE INC COM 193459302 5,227 1,253,492 SH SOLE 1,253,492 COLONY FINANCIAL INC COM 19624R106 4,139 211,696 SH SOLE 198,406 13,290 CONVERGYS CORP COM 212485106 80,697 8,118,418 SH SOLE 8,118,418 COPART INC COM 217204106 20,089 604,897 SH SOLE 604,897 COREL CORP NEW COM 21869X103 5,902 2,090,232 SH SOLE 2,090,232 DIRECTV GROUP INC COM 25459L106 25,958 941,200 SH SOLE 882,100 59,100 ENSCO INTL INC COM 26874Q100 9,515 223,663 SH SOLE 209,243 14,420 FIRST NIAGARA FINL GP INC COM 33582V108 30,810 2,498,800 SH SOLE 2,367,300 131,500 GLOBE SPECIALTY METALS INC COM 37954N206 6,211 688,584 SH SOLE 648,399 40,185 HILLTOP HOLDINGS INC COM 432748101 5,506 449,100 SH SOLE 449,100 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 56,803 2,788,552 SH SOLE 2,644,496 144,056 HUTCHINSON TECHNOLOGY INC NOTE 3.250% 1/1 448407AF3 3,794 5,000,000 PRN SOLE IMMUCOR INC COM 452526106 68,395 3,864,113 SH SOLE 3,659,833 204,280 ITT EDUCATIONAL SERVICES INC COM 45068B109 34,619 313,549 SH SOLE 295,859 17,690 NATIONAL FUEL GAS CO N J COM 636180101 60,652 1,323,989 SH SOLE 1,255,752 68,237 NRDC ACQUISITION CORP COM 62941R102 20,670 1,999,044 SH SOLE 1,892,644 106,400 OLD NATL BANCORP IND COM 680033107 5,886 525,550 SH SOLE 492,550 33,000 PEPCO HOLDINGS INC COM 713291102 21,027 1,413,133 SH SOLE 1,324,490 88,643 PEPSICO INC COM 713448108 53,756 916,407 SH SOLE 865,807 50,600 PETROHAWK ENERGY CORP COM 716495106 4,418 142,104 SH SOLE 133,104 9,000 PINNACLE ENTMT INC COM 723456109 13,171 1,292,549 SH SOLE 1,211,399 81,150 PRG-SCHULTZ INTERNATIONAL IN COM NEW 69357C503 12,945 2,311,669 SH SOLE 2,206,391 105,278 QWEST COMMUNICATIONS INTL IN COM 749121109 40,174 10,544,365 SH SOLE 9,956,959 587,406 RALCORP HLDGS INC NEW COM 751028101 40,095 685,744 SH SOLE 650,014 35,730 REGIONS FINANCIAL CORP NEW COM 7591EP100 124,367 2,002,708 SH SOLE 1,876,731 125,977 SCHERING PLOUGH CORP COM 806605101 92,458 3,272,836 SH SOLE 3,086,473 186,363 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 10,224 276,695 SH SOLE 259,295 17,400 TESSERA TECHNOLOGIES INC COM 88164L100 10,099 362,088 SH SOLE 338,748 23,340 TICKETMASTER ENTMT INC COM 88633P302 23,179 1,982,774 SH SOLE 1,862,845 119,929 TRANSATLANTIC HLDGS INC COM 893521104 50,053 997,658 SH SOLE 946,838 50,820 TYCO INTERNATIONAL LTD SHS H89128104 21,091 611,677 SH SOLE 573,098 38,579 WYETH COM 983024100 127,747 2,629,625 SH SOLE 2,477,325 152,300