13F-HR 1 awad4q06.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year of Quarter Ended: 12/31/06 Institutional Investment Manager Filing this Report: Name: Awad Asset Management Address: 250 Park Avenue, 2nd Floor New York, NY 10177 13F File Number 28-7480 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: _______________________________________________ Name: Damian Sousa Title: Chief Compliance Officer Phone: 727-567-4656 Report Type (Check only one): _______X______ 13F Holding Report ______________ 13F Notice ______________ 13F Combination Report List of Other Managers Reporting for this Manager: 0 I am signing this report as required by the Securities Exchange Act of 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 98 Form 13F Information Table Value Total: $879,092 (in thousands) List of Other Included Managers: 0 AWAD ASSET MANAGEMENT DISCRETIONARY OWNERSHIP FOR 13F AS OF DATE: 12/31/06 (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY DISCRETION (SHARES) NAME TITLE FAIR SHARES OR SHARED OF OF CUSIP MARKET PRINCIPAL SOLE SHARED OTHER SOLE SHARED NONE ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MGR (A) (B) (C) ---------------------- ------ ---------- -------------- ------------ ----- ---- ------ --- --------- ------------ ------------ 1 800 FLOWERS COM INC COMMON 68243Q106 13,560,593 1,934,464 X X 1,272,810 348,154 313,500 ADESA INC COM COMMON 00686U104 29,577,068 1,047,347 X X 600,027 269,373 177,947 AMERICAN TOWER CORP C COMMON 29912201 7,392,198 185,827 X 185,777 0 50 ANGIOSONICS INCORPORA COMMON 34901991 49,998 16,666 X 0 0 16,666 ANIXTER INTL INC COM COMMON 35290105 14,959,892 269,888 X X 190,609 37,580 41,699 ANNALY MTG MGMT INC C COMMON 35710409 1,171,447 84,520 X X 83,150 1,370 0 APOLLO INVT CORP COM MUTUAL 03761U106 13,783,389 622,837 X X 370,510 183,637 68,690 ARGONAUT GROUP INC CO COMMON 40157109 313,450 9,315 X X 5,315 4,000 0 ASPEN TECHNOLOGY INC COMMON 45327103 4,487,235 439,925 X X 255,726 160,960 23,239 AVID TECHNOLOGY INC C COMMON 05367P100 6,139,750 165,760 X X 109,075 38,050 18,635 AXCELIS TECHNOLOGIES COMMON 54540109 154,361 23,675 X 50 0 23,625 BANK ONE CAP VI PFD S PREFERR 06423W204 687,682 27,365 X 26,465 0 900 BELDEN CDT INC COM COMMON 77454106 18,781,221 428,893 X X 240,462 125,083 63,348 BENCHMARK ELECTRS INC COMMON 08160H101 8,719,916 383,293 X X 186,855 97,134 99,304 BIO RAD LABS INC CL A COMMON 90572207 8,857,048 104,017 X X 75,284 12,490 16,243 BLOUNT INTL INC NEW C COMMON 95180105 9,242,073 711,476 X X 488,733 127,295 95,448 BRINKER INTL INC COM COMMON 109641100 20,566,803 656,457 X X 374,219 130,213 152,025 BRT RLTY TR SH BEN IN COMMON 55645303 426,750 15,000 X 0 15,000 0 CAPITAL CROSSING BK C COMMON 140071101 6,412,630 213,115 X X 106,915 92,000 14,200 CBRL GROUP INC COM COMMON 12489V106 8,901,970 190,498 X X 61,156 75,676 53,666 CENTRAL GARDEN & PET COMMON 153527106 10,828,853 243,345 X X 145,998 51,681 45,666 CHAMPION ENTERPRISES COMMON 158496109 10,453,917 1,290,607 X X 830,846 249,147 210,614 CHARLES RIV LABORATOR COMMON 159864107 22,605,250 501,670 X X 281,543 127,507 92,620 CHECKFREE CORP NEW CO COMMON 162813109 317,520 8,100 X X 4,600 3,500 0 CITIGROUP CAP XI CAP COMMON 17307Q205 801,053 32,145 X 31,140 0 1,005 COHEN & STEERS ADVANT COMMON 19247W102 858,423 30,990 X X 26,320 0 4,670 COHEN & STEERS CLOSED MUTUAL 19248P106 243,001 12,000 X X 0 10,000 2,000 COHEN & STEERS QUALIT COMMON 19247L106 767,922 29,110 X X 27,600 0 1,510 COMMSCOPE INC COM COMMON 203372107 26,234,021 808,943 X X 393,448 279,824 135,671 COMSTOCK RES INC COM COMMON 205768203 17,336,441 548,448 X X X 293,255 164,562 90,631 CONSTELLATION BRANDS COMMON 21036P108 12,702,462 510,344 X X 268,616 162,268 79,460 CROSS CTRY HEALTHCARE COMMON 227483104 8,523,565 381,197 X X 222,435 138,476 20,286 DANA PETROLEUM ORD COMMON G26503113 206,662 10,000 X 0 0 10,000 DEERFIELD TRIARC CAP COMMON 244572301 5,111,090 309,763 X X 180,393 112,913 16,457 DENDRITE INTL INC COM COMMON 248239105 139,264 12,800 X 0 0 12,800 DTS INC COM COMMON 23335C101 16,665,253 675,801 X X 476,518 104,409 94,874 EDO CORP COM COMMON 281347104 18,189,979 787,104 X X 505,898 159,144 122,062 ENERGY PARTNERS LTD O COMMON 29270U105 207,765 9,500 X 0 0 9,500 FEDERAL SIGNAL CORP C COMMON 313855108 245,302 14,912 X X 2 1,110 13,800 FMC TECHNOLOGIES INC COMMON 30249U101 5,108,878 83,533 X 83,533 0 0 FURNITURE BRANDS INTL COMMON 360921100 282,012 17,040 X X 9,200 7,500 340 GABELLI EQUITY TR INC PREFERR 362397408 539,656 21,569 X 21,569 0 0 GABELLI UTIL TR PFD S PREFERR 36240A200 382,639 15,275 X 15,275 0 0 GREY WOLF INC COM COMMON 397888108 12,815,338 1,895,760 X X 975,166 518,645 401,949 GUITAR CTR INC COM COMMON 402040109 10,261,961 219,179 X X 143,274 32,880 43,025 HARSCO CORP COM COMMON 415864107 316,090 3,830 X X 2,130 1,700 0 HIGHLAND HOSPITALITY COMMON 430141101 402,900 25,500 X 0 0 25,500 IAMGOLD CORP COM COMMON 450913108 8,080,648 960,838 X X 563,567 51,979 145,292 INFOUSA INC NEW COM COMMON 456818301 19,235,468 1,632,892 X X 1,026,681 319,071 287,140 INSIGHT ENTERPRISES I COMMON 45765U103 10,207,188 547,009 X X 323,774 123,470 99,765 INTERACTIVE DATA CORP COMMON 45840J107 23,521,493 1,005,192 X X 593,346 199,135 212,711 INTERMEC INC COMMON 458786100 17,785,726 764,320 X X 452,859 185,702 125,759 IPC HLDGS LTD COM COMMON G4933P101 4,165,688 140,448 X X 81,846 51,150 7,452 ISHARES TR RUSSL 2000 MUTUAL 464287655 8,555,320 108,049 X X 105,864 1,700 485 J P MORGAN CHASE CAP PREFERR 46626V207 1,027,048 42,440 X 41,140 0 1,300 JACUZZI BRANDS INC CO COMMON 469865109 528,627 42,460 X X 140 5,320 37,000 K V PHARMACEUTICAL CO COMMON 482740206 20,344,853 803,192 X X 497,350 180,515 125,327 K2 INC COM COMMON 482732104 8,764,219 716,031 X X X 361,595 300,000 54,436 KAYDON CORP COM COMMON 486587108 22,418,619 526,630 X X 335,697 113,170 77,762 KITE RLTY GROUP TR CO COMMON 49803T102 14,441,358 742,105 X X 460,420 143,684 138,001 LENNOX INTL INC COM COMMON 526107107 24,226,623 811,340 X X 449,350 218,974 143,016 LIONS GATE ENTMT CORP COMMON 535919203 23,186,853 2,154,912 X X 1,391,777 422,206 340,929 LITHIA MTRS INC CL A COMMON 536797103 14,082,414 491,704 X X 314,282 83,130 94,292 MACROVISION CORP COM COMMON 555904101 13,194,195 532,024 X X 316,840 137,352 77,832 MCG CAP CORP COM COMMON 58047P107 26,087,786 1,334,414 X X 784,060 341,145 209,209 MERIT MED SYS INC COM COMMON 589889104 5,544,589 352,485 X X 209,075 124,535 18,875 MERRILL LYNCH PFD CAP PREFERR 59021K205 906,647 35,155 X 33,985 0 1,170 MONEYGRAM INTL INC CO COMMON 60935Y109 660,963 21,850 X 50 0 21,800 MORGAN STANLEY CAP TR PREFERR 61747N109 848,273 33,675 X 32,495 0 1,180 MORGAN STANLEY CAP TR PREFERR 61750K208 327,271 12,905 X 12,605 0 300 NAVIGANT CONSULTING I COMMON 63935N107 18,686,761 900,133 X X 546,363 161,976 191,794 NBTY INC COM COMMON 628782104 609,960 12,000 X 0 0 12,000 NETGEAR INC COM COMMON 64111Q104 10,461,434 383,765 X X 238,708 72,683 72,374 OCEANEERING INTL INC COMMON 675232102 18,269,293 460,764 X X 252,716 133,410 74,638 ON ASSIGNMENT INC COM COMMON 682159108 6,631,342 526,715 X X 326,875 169,520 30,320 PACER INTL INC TENN C COMMON 69373H106 348,048 11,590 X X 5,895 5,695 0 PARAMETRIC TECHNOLOGY COMMON 699173209 17,483,799 875,065 X X 580,062 157,055 137,948 PATTERSON-UTI ENERGY COMMON 703481101 349,377 14,455 X X 8,670 5,500 285 PEDIATRIX MED GROUP C COMMON 705324101 8,903,274 172,812 X X 111,371 54,024 7,417 PETROHAWK ENERGY CORP COMMON 716495106 463,072 39,920 X X 18,320 21,000 600 PMI GROUP INC COM COMMON 69344M101 23,691,109 496,773 X X 273,513 129,773 93,487 POLYCOM INC COM COMMON 73172K104 15,260,416 446,211 X X 243,604 127,205 75,402 PROVIDENCE SVC CORP C COMMON 743815102 7,809,285 332,310 X X 196,200 84,655 51,455 QUANTA CAP HLDGS LTD COMMON G7313F106 128,288 60,800 X 0 0 60,800 SCHOOL SPECIALTY INC COMMON 807863105 18,417,107 470,184 X X 278,627 122,745 68,812 SONICWALL INC COM COMMON 835470105 6,299,181 741,953 X X 436,021 191,107 114,825 STAGE STORES INC COM COMMON 85254C305 11,769,873 371,055 X X 167,791 134,215 69,050 SUNTERRA CORP COM NEW COMMON 86787D208 1,140,104 91,722 X X 47,015 7,060 37,647 SWIFT ENERGY CO COM COMMON 870738101 9,237,349 208,236 X X 100,701 72,100 35,435 SYNIVERSE HLDGS INC C COMMON 87163F106 13,205,711 913,890 X X 619,044 149,504 145,342 TECH DATA CORP COM COMMON 878237106 230,188 6,250 X 0 0 6,250 TELEDYNE TECHNOLOGIES COMMON 879360105 6,624,788 176,661 X X 78,528 54,513 43,620 TTM TECHNOLOGIES INC COMMON 87305R109 213,400 20,000 X 0 0 20,000 UNITED AUTO GROUP INC COMMON 909440109 322,864 13,600 X 0 0 13,600 UNITED CMNTY BKS BLAI COMMON 90984P105 336,758 10,330 X X 5,625 4,500 205 URS CORP NEW COM COMMON 903236107 23,445,402 548,174 X X 307,249 149,819 91,106 WESCO INTL INC COM COMMON 95082P105 2,166,275 36,500 X 36,500 0 0 WILEY JOHN & SONS INC COMMON 968223206 31,713,948 865,792 X X 528,348 178,328 159,115 S TOTAL 879,092,965